Disclosures

Hawk Capital Wealth Management LLC (“Hawk Capital”) is a California registered investment adviser firm. Such registration does not imply a certain level of skill or training. Hawk Capital may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered/filed notice or otherwise excluded or exempted from registration requirements. Any communications with prospective clients residing in states or international jurisdictions where Hawk Capital is not registered or licensed shall be limited so as not to trigger registration or licensing requirements.

The information herein has been provided for information purposes only, and is not intended to serve as investment advice or as a recommendation for the purchase or sale of any security. The information herein is not specific to any individual’s personal circumstances. The strategies and/or investments referenced may not be suitable for all investors as the appropriateness of a particular investment or strategy will depend on an investor’s individual circumstances and objectives. The information herein may change from time to time without notice, and Hawk Capital has no obligation to update this material. Hawk Capital does not provide tax or legal advice. To the extent that any material herein concerns tax or legal matters, such information is not intended to be solely relied upon nor used for the purpose of making tax and/or legal decisions without first seeking independent advice from a tax and/or legal professional.

All investments involve risk, including loss of principal invested. Past performance does not guarantee future performance. Individual client accounts may vary. The strategies and/or investments referenced may not be suitable for all investors as the appropriateness of a particular investment or strategy will depend on an investor’s individual circumstances and objectives.

For a copy of Hawk Capital’s current Form ADV Part 2A and 2B Brochures that include important information related to our services provided, fees charged and other important information about our advisors servicing your account, please contact us at (415) 939‐5316.

Definition of Professional Designation:

Chartered Financial Consultant® (ChFC®): Chartered Financial Consultant (ChFC®) is a designation issued by the American College. ChFC® designation requirements:

• Complete ChFC® coursework within five years from the date of initial enrollment;
• Pass the exams for all required elective courses. A minimum score of 70% must be
• achieved to pass;
• Meet the experience requirements: Three years of full‐time business experience within the five years preceding the date of the award (an undergraduate or graduate degree from an accredited educational institution qualifies as one year of business experience);
• Take the Professional Ethics Pledge; and
• When you achieve your ChFC® designation, you must earn 30 hours of continuing education credit every two years.

Other Important Disclosures Related to this Website:

Alpha measures the amount that the investment has returned in comparison to the market index or other broad benchmark that it is compared against.

Hawk Capital’s Financial Planning Services are provided in accordance with the terms of the written agreement entered into between the client and Hawk Capital.  No Financial Planning client is obligated to implement the proposed financial planning strategy through Hawk Capital.  For more information, please refer to Hawk Capital’s Form ADV Part 2A.

All investment adviser services are provided by Hawk Capital.  Should clients desire insurance services, insurance products are offered by Jessi Hawk, California Insurance License No. 0F92575. For those clients who desire real estate services, real estate brokerage services are provided by Jessi Hawk through Jessi Hawk Realty.